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Morry Gene Morales

Axos Invest, Inc

Las Vegas, NV

San Diego, CA

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Current Employers
Axos Invest, Inc

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-08
  • CA RA
    APPROVED
    Since 2024-04-08

Branch Locations

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

4350 La Jolla Village Drive, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Diego CA 11/2015 11/2022
Wells Fargo Clearing Services Llc San Diego CA 08/2019 11/2022
Banana Republic San Diego CA 10/2014 11/2024
Charles Schwab & Co., Inc. San Diego CA 03/2023 03/2024
Axos Invest, Llc San Diego CA 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-14
S63 Uniform Securities Agent State Law Examination 2019-10-15
  • S66 Uniform Combined State Law Examination
    2021-10-14
  • S63 Uniform Securities Agent State Law Examination
    2019-10-15
Other Names
  • Morry Gene Dela Cruz Barrientos
  • Morales
  • Morry Morales
  • Morry Gene Barrientos Morales
  • Morales

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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