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Michael Warren Constantine

Park Avenue Securities LLC

New York, NY

CRD 7165911

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-18
  • NY RA
    APPROVED
    Since 2025-09-18

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2019 06/2020
Constantine Commercial Limited Partnership Pottstown PA 08/2008 08/2025
Hofstra University Hempstead NY 08/2015 05/2019
Continental Concrete Products Inc. Pottstown PA 07/2018 08/2018
Continental Concrete Products Inc. Pottstown PA 06/2017 08/2017
Pfizer Inc Dalian 05/2018 07/2018
Equitable Advisors, Llc New York NY 09/2019 11/2020
Doordash Collegville PA 05/2020 10/2020
Continental Concrete Products Inc. Pottstown PA 05/2020 10/2020
Park Avenue Securities New York NY 11/2020 04/2022
Constantine I Lp Pottstown PA 12/2000 08/2025
Constantine Ii Lp Pottstown PA 02/2002 08/2025
Constantine Iii Lp Pottstown PA 10/2002 08/2025
Guardian Life Insurance Company New York NY 10/2020 04/2022
Neuberger Berman Llc New York NY 04/2022 06/2024
Guardian Life Insurance Company New York NY 04/2022 07/2022
Doordash Yonkers NY 06/2024 08/2025
Park Avenue Securities New York NY 08/2025 Present
Guardian Life Insurance Company New York NY 08/2025 Present
  • 09/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2008 → 08/2025
    Constantine Commercial Limited Partnership
    Pottstown, PA
  • 08/2015 → 05/2019
    Hofstra University
    Hempstead, NY
  • 07/2018 → 08/2018
    Continental Concrete Products Inc.
    Pottstown, PA
  • 06/2017 → 08/2017
    Continental Concrete Products Inc.
    Pottstown, PA
  • 05/2018 → 07/2018
    Pfizer Inc
    Dalian
  • 09/2019 → 11/2020
    New York, NY
  • 05/2020 → 10/2020
    Doordash
    Collegville, PA
  • 05/2020 → 10/2020
    Continental Concrete Products Inc.
    Pottstown, PA
  • 11/2020 → 04/2022
    Park Avenue Securities
    New York, NY
  • 12/2000 → 08/2025
    Constantine I Lp
    Pottstown, PA
  • 02/2002 → 08/2025
    Constantine Ii Lp
    Pottstown, PA
  • 10/2002 → 08/2025
    Constantine Iii Lp
    Pottstown, PA
  • 10/2020 → 04/2022
    Guardian Life Insurance Company
    New York, NY
  • 04/2022 → 06/2024
    Neuberger Berman Llc
    New York, NY
  • 04/2022 → 07/2022
    Guardian Life Insurance Company
    New York, NY
  • 06/2024 → 08/2025
    Doordash
    Yonkers, NY
  • 08/2025 → Present
    Park Avenue Securities
    New York, NY
  • 08/2025 → Present
    Guardian Life Insurance Company
    New York, NY
Previous Registrations
Other Businesses

1) Constantine I LP. Limited Partner Address: 1 South Grosstown Road, Pottstown, PA 19464 Start Date: 12/19/2000 0 per month, 0 during normal business hours Yes Investment related 2) Constantine II LP. Limited Partner Address: 1 South Grosstown Road, Pottstown, PA 19464 Start Date: 02/25/2002 0 per month, 0 during normal business hours Yes Investment related 3) Constantine III LP. Limited Partner Address: 1 South Grosstown Road, Pottstown, PA 19464 Start Date: 10/07/2002 0 per month, 0 during normal business hours Yes Investment related 4) Constantine Commercial LP. Limited Partner Address: 14 Spring Mill Lane, Collegeville PA 19426 Start Date: 07/14/2008 0 per month, 0 during normal business hours Yes Investment related 5) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 11/16/2020, Address: 1800 John F Kennedy Blvd #700, Philadelphia, PA 19103, Duties: Insurance other than Guardian 10 total hours per month; 10 during securities trading hours, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-19
  • S66 Uniform Combined State Law Examination
    2019-11-19
Other Names
  • Mike Constantine
  • Michael Constantine
  • Michael W Constantine

View on SEC IAPD

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