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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-01-22 |
Branch Locations
1155 Southgate Corporate Park Sw, Hickory, NC 28601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2019 | Present |
| Capital Concepts | Hickory | NC | 07/2019 | Present |
| Hickory Christian Academy | Hickory | NC | 04/2016 | 06/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) BGP LLC, 245 21ST AVE NW HICKORY NC, PODCST OWNER/HOST/FOUNDER, 08/2015, NIR, 20 HR/ MO 0 HR/MO TRADING 3) CAPITAL CONCEPTS FINANCIAL GROUP, 1155 SOUTHGATE CORPORATE PKWY SW HICKORY NC, 07/2019, IAR, DBA, INV REL, 170 HR/MO 140 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-21 |
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