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Sean X Harnett

Neuberger Berman Bd LLC

New York, NY

CRD 7165157

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
CT RA APPROVED 2020-04-17
  • NY RA
    APPROVED
    Since 2021-03-29
  • CT RA
    APPROVED
    Since 2020-04-17

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence College Providence RI 08/2015 05/2019
Thomson Reuters Stamford CT 06/2018 08/2018
Krasdale Foods Inc. White Plains NY 06/2017 08/2017
Axa Advisors Llc New York NY 08/2019 04/2020
Neuberger Berman New York NY 04/2020 Present
  • 08/2015 → 05/2019
    Providence College
    Providence, RI
  • 06/2018 → 08/2018
    Thomson Reuters
    Stamford, CT
  • 06/2017 → 08/2017
    Krasdale Foods Inc.
    White Plains, NY
  • 08/2019 → 04/2020
    Axa Advisors Llc
    New York, NY
  • 04/2020 → Present
    Neuberger Berman
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-31
  • S66 Uniform Combined State Law Examination
    2019-07-31
Other Names
  • Sean Harnet
  • Sean Harnett

View on SEC IAPD

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