Audrey E. Kaus

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → 04/2024
  J.P. Morgan Securities Llc
  New York, NY
• 07/2022 → 04/2024
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 10/2018 → 03/2022
  University Of Chicago
  Chicago, IL
• 04/2022 → 06/2022
  Unemployed
  New York, NY
• 07/2012 → 09/2018
  Unemployed
  New York, NY
• 08/2019 → 01/2020
  Rbc Capital Markets
  Buffalo Grove, IL
• 06/2021 → 08/2021
  Citibank
  New York, NY
• 04/2024 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2022-10-24 → 2024-04-12
  J.P. Morgan Securities Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-10-24

Other Names

• Audrey Kaus
• Audrey Elizabeth Kaus
• Audrey E. Kaus