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Jose Torres

Wells Fargo Clearing Services, LLC

Houston, TX

Spring, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-09
  • TX RA
    APPROVED
    Since 2020-01-09

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

8808 Spring Cypress Rd, Spring, TX 77379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Houston TX 05/2015 Present
Wells Fargo Clearing Services, Llc Houston TX 08/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-09
S63 Uniform Securities Agent State Law Examination 2019-11-12
  • S65 Uniform Investment Adviser Law Examination
    2020-01-09
  • S63 Uniform Securities Agent State Law Examination
    2019-11-12
Other Names
  • Jt Torres
  • Jose Torres

View on SEC IAPD

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