Best Investors Account Sign in

Shayne Ryan Lawless

Alliancebernstein L.P.

New York, NY

CRD 7163349

Claim This Profile
Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-19
NY RA APPROVED 2023-11-22
NJ RA APPROVED 2023-11-21
  • TX RA
    APPROVED
    Since 2024-04-19
  • NY RA
    APPROVED
    Since 2023-11-22
  • NJ RA
    APPROVED
    Since 2023-11-21

Branch Locations

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Bernstein, L.P. New York NY 08/2019 Present
Stony Brook University Stony Brook NY 07/2014 Present
  • 08/2019 → Present
    Alliance Bernstein, L.P.
    New York, NY
  • 07/2014 → Present
    Stony Brook University
    Stony Brook, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-20
S63 Uniform Securities Agent State Law Examination 2020-12-21
  • S65 Uniform Investment Adviser Law Examination
    2023-11-20
  • S63 Uniform Securities Agent State Law Examination
    2020-12-21

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor