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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-19 |
| NY | RA | APPROVED | 2023-11-22 |
| NJ | RA | APPROVED | 2023-11-21 |
Branch Locations
66 Hudson Boulevard East, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Bernstein, L.P. | New York | NY | 08/2019 | Present |
| Stony Brook University | Stony Brook | NY | 07/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-21 |
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