Era Doce

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-09-29
TX	RA	APPROVED	2022-09-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	08/2019	08/2021
Tcf Bank	Skokie	IL	10/2018	08/2019
Ulta Beauty	Skokie	IL	12/2015	01/2019
Ulta Beauty	Skokie	IL	07/2019	12/2019
Suparossa Cuccina Biagio	Harwood Heights	IL	06/2014	09/2016
Dominican Univeristy	Oak Park	IL	05/2018	05/2019
Dominican Univeristy	Oak Park	IL	08/2015	05/2021
Ubs Financial Services	Chicago	IL	08/2021	09/2022
Morgan Stanley Smith Barney Llc	Deerfield	IL	09/2022	Present

08/2019 → 08/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
10/2018 → 08/2019

Tcf Bank

Skokie, IL
12/2015 → 01/2019

Ulta Beauty

Skokie, IL
07/2019 → 12/2019

Ulta Beauty

Skokie, IL
06/2014 → 09/2016

Suparossa Cuccina Biagio

Harwood Heights, IL
05/2018 → 05/2019

Dominican Univeristy

Oak Park, IL
08/2015 → 05/2021

Dominican Univeristy

Oak Park, IL
08/2021 → 09/2022

Ubs Financial Services

Chicago, IL
09/2022 → Present

Morgan Stanley Smith Barney Llc

Deerfield, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-07

Other Firms