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Jonathan Mark Fairbrother

J.P. Morgan Securities LLC

Denver, CO

CRD 7162980

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-02-07
TX RA APPROVED 2024-02-07
  • CO RA
    APPROVED
    Since 2024-02-07
  • TX RA
    APPROVED
    Since 2024-02-07

Branch Locations

1455 16Th St Ste 407, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Denver CO 08/2019 Present
J.P. Morgan Securities Llc Denver CO 08/2019 Present
U.S. Army Colorado Springs CO 06/2007 07/2017
University Of Michigan - Ross School Of Business Ann Arbor MI 09/2017 05/2019
Unemployed Denver CO 06/2019 07/2019
Unemployed Ann Arbor MI 08/2017 08/2017
Managawan Llc Aurora CO 05/2021 Present
  • 08/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Denver, CO
  • 08/2019 → Present
    Denver, CO
  • 06/2007 → 07/2017
    U.S. Army
    Colorado Springs, CO
  • 09/2017 → 05/2019
    University Of Michigan - Ross School Of Business
    Ann Arbor, MI
  • 06/2019 → 07/2019
    Unemployed
    Denver, CO
  • 08/2017 → 08/2017
    Unemployed
    Ann Arbor, MI
  • 05/2021 → Present
    Managawan Llc
    Aurora, CO
Other Businesses

Entity Name: Managawan LLC Investment related: N "Address: 4255 S Buckley Rd, Unit #705 Aurora, CO 80013 www.managawan.com" Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 05/02/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My family members started a small snack business. As a member of the immediate family, I have a ~10% equity stake in the newly formed LLC. The LLC is specific for the business; no other investments/interests.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-07
S63 Uniform Securities Agent State Law Examination 2019-09-30
  • S65 Uniform Investment Adviser Law Examination
    2024-02-07
  • S63 Uniform Securities Agent State Law Examination
    2019-09-30
Other Names
  • Jon Mark Fairbrother

View on SEC IAPD

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