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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-02-07 |
| TX | RA | APPROVED | 2024-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Denver | CO | 08/2019 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 08/2019 | Present |
| U.S. Army | Colorado Springs | CO | 06/2007 | 07/2017 |
| University Of Michigan - Ross School Of Business | Ann Arbor | MI | 09/2017 | 05/2019 |
| Unemployed | Denver | CO | 06/2019 | 07/2019 |
| Unemployed | Ann Arbor | MI | 08/2017 | 08/2017 |
| Managawan Llc | Aurora | CO | 05/2021 | Present |
Entity Name: Managawan LLC Investment related: N "Address: 4255 S Buckley Rd, Unit #705 Aurora, CO 80013 www.managawan.com" Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 05/02/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My family members started a small snack business. As a member of the immediate family, I have a ~10% equity stake in the newly formed LLC. The LLC is specific for the business; no other investments/interests.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-30 |
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