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Nathan Isaac Thurman

Morgan Stanley

Sandy, UT

Eagle Mountain, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-06
UT RA APPROVED 2024-08-27
  • TX RA
    APPROVED
    Since 2024-09-06
  • UT RA
    APPROVED
    Since 2024-08-27

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Eagle Mountain, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 07/2019 02/2020
The Results Companies Provo UT 06/2015 02/2019
Utah Valley University Orem UT 03/2019 06/2019
E*Trade Securities Llc Sandy UT 02/2020 07/2020
E*Trade Securities Llc Sandy UT 07/2020 06/2021
E*Trade Securities Llc Sandy UT 06/2021 Present
Morgan Stanley Sandy GA 01/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 07/2019 → 02/2020
    E*Trade Securities Llc
    Sandy, UT
  • 06/2015 → 02/2019
    The Results Companies
    Provo, UT
  • 03/2019 → 06/2019
    Utah Valley University
    Orem, UT
  • 02/2020 → 07/2020
    E*Trade Securities Llc
    Sandy, UT
  • 07/2020 → 06/2021
    E*Trade Securities Llc
    Sandy, UT
  • 06/2021 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 01/2023 → Present
    Morgan Stanley
    Sandy, GA
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-26
S63 Uniform Securities Agent State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2024-08-26
  • S63 Uniform Securities Agent State Law Examination
    2019-11-01

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
ACLAIME ASSET MANAGEMENT, LLC
DIVERSIFY WEALTH MANAGEMENT, LLC
DIVERSIFY ADVISORY SERVICES, LLC
NET WORTH ADVISORY GROUP, LLC
GLOBAL RETIREMENT PARTNERS LLC
EAGLE STRATEGIES LLC

Other Investors

BRIAN SCOTT URIE
CHAD DEAN WADDOUPS
BENJAMIN PASEE AHYOU
JODI LEE VAWDREY
DAVID FRANKLIN DODDS
KEITH CRAIG CRANDALL
JUSTIN WARREN LUETTGERODT
CHRISTOPHER LYNN COOK

Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

More in Sandy, UT

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