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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-10-27
  • CA RA
    APPROVED
    Since 2010-10-27

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 08/2004 Present
Lpl Enterprise Llc Fort Mill SC 07/2024 Present
  • 08/2004 → Present
    San Diego, CA
  • 07/2024 → Present
    Lpl Enterprise Llc
    Fort Mill, SC
Other Businesses

1. 1/20/2018 - No Business Name - Investment Related - San Diego, CA 92126 - Real Estate Rental - Started 09/01/2018 - 0 Hours Per Month - Moved from primary residence home, and renting it out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-26
  • S66 Uniform Combined State Law Examination
    2010-10-26

View on SEC IAPD

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