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Duane Wangler

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tacoma, WA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-07
WA RA APPROVED 2025-07-16
  • TX RA
    APPROVED
    Since 2025-08-07
  • WA RA
    APPROVED
    Since 2025-07-16

Branch Locations

1201 Pacific Ave, Tacoma, WA 98402 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tacoma WA 11/2011 Present
Bank Of America Des Moines WA 11/2011 07/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-16
  • S66 Uniform Combined State Law Examination
    2025-07-16
Other Names
  • Duane Curtis Wangler

View on SEC IAPD

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