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Christopher Stephen Collins

Cetera Investment Advisers LLC

Mobile, AL

CRD 4955478

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-02-26
  • AL RA
    APPROVED
    Since 2024-02-26

Branch Locations

2864 Dauphin St Ste C, Mobile, AL 36606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Birmingham AL 01/2016 02/2024
Prudential Insurance Company Of America Birmingham AL 01/2016 01/2024
Cetera Financial Specialists Llc Schaumburg IL 02/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2024 Present
  • 01/2016 → 02/2024
    Pruco Securities, Llc.
    Birmingham, AL
  • 01/2016 → 01/2024
    Prudential Insurance Company Of America
    Birmingham, AL
  • 02/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2024 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-11
  • S66 Uniform Combined State Law Examination
    2005-08-11
Other Names
  • Chris Stephen Collins
  • Chris Collins

View on SEC IAPD

Nearby Firms

FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC
LEAVELL INVESTMENT MANAGEMENT, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nearby Investors

LISA MARY THARP
JOHN RUSSELL MOODY
ERIC CHRISTOPHER DROBLYEN

Nearby Offices

FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL

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