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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-09
  • CA RA
    APPROVED
    Since 2024-09-09

Branch Locations

700 Main St, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Napa CA 07/2019 12/2021
Arkshire Financial Fairfield CA 12/2016 07/2019
Inshape Health Clubs Fairfield CA 08/2013 04/2018
San Francisco State University San Francisco CA 08/2013 05/2024
Bank Of America, N.A. Napa CA 09/2019 12/2021
Fidelity Investments Vallejo CA 12/2021 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Napa CA 08/2024 Present
The American College Of Financial Services King Of Prussia PA 11/2023 Present
Bank Of America, N.A. Napa CA 09/2024 Present
  • 07/2019 → 12/2021
    Napa, CA
  • 12/2016 → 07/2019
    Arkshire Financial
    Fairfield, CA
  • 08/2013 → 04/2018
    Inshape Health Clubs
    Fairfield, CA
  • 08/2013 → 05/2024
    San Francisco State University
    San Francisco, CA
  • 09/2019 → 12/2021
    Bank Of America, N.A.
    Napa, CA
  • 12/2021 → 08/2024
    Fidelity Investments
    Vallejo, CA
  • 08/2024 → Present
    Napa, CA
  • 11/2023 → Present
    The American College Of Financial Services
    King Of Prussia, PA
  • 09/2024 → Present
    Bank Of America, N.A.
    Napa, CA
Previous Registrations
Other Businesses

I*2226297, Entity Type: Entity Charitable, Name of OBA: Iglesia Ni Cristo (Church of Christ), Address: Vallejo, California, 94590, Investment Related: N, Position, Title, Association: ["Officer"], Employee State Date: 05/05/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: The purpose of Iglesia Ni Cristo (Church of Christ) is to serve it's community by conducting volunteer community service activities. The role I will take on is the Head of the Parents and Married Couples Organization of the Church's local congregation in Solano County, CA. It will be my responsibility to plan and execute activities that will support and edify the members of the Church who are parents or married couples. Examples of these activities include but are not limited to health and wellness seminars, local picnics, family sports day, community service events, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01
Other Names
  • Kris Arceo Pingul
  • Kristoffer Pingul
  • Kristoffer Conrad Arceo Pingul
  • Kristofferconrad Pingul
  • Kristoffer Conrad A Pingul

View on SEC IAPD

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