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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-07
TX RA APPROVED_RES 2024-03-07
  • KS RA
    APPROVED
    Since 2024-03-07
  • TX RA
    APPROVED_RES
    Since 2024-03-07

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

920 N. Tyler Rd. #104, Wichita, KS 67212 • United States

920 N. Tyler Rd. #104, Wichita, KS 67212 • United States

Ameritime, Llc

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-09-25
  • KS RA
    APPROVED
    Since 2020-09-25

Branch Locations

1500 E 11Th Ave Suite 10, Hutchinson, KS 67501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Hutchinson KS 07/2019 03/2024
Usd 440 Halstead-Bentley Halstead KS 07/2012 06/2019
Securities America Advisors Hutchinson KS 08/2020 03/2024
Ameritime, Llc Hutchinson KS 06/2020 Present
Compass Financial Resources Wichita KS 07/2019 Present
Lpl Financial Wichita KS 03/2024 Present
  • 07/2019 → 03/2024
    Securities America, Inc.
    Hutchinson, KS
  • 07/2012 → 06/2019
    Usd 440 Halstead-Bentley
    Halstead, KS
  • 08/2020 → 03/2024
    Securities America Advisors
    Hutchinson, KS
  • 06/2020 → Present
    Hutchinson, KS
  • 07/2019 → Present
    Compass Financial Resources
    Wichita, KS
  • 03/2024 → Present
    Lpl Financial
    Wichita, KS
Previous Registrations
  • 2020-08-31 → 2024-03-14
    Securities America Advisors, Inc.
    Hutchinson, KS
Other Businesses

1- 02/2024 / Compass Financial Resources / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s). 2- 02/2024 / Financial Markets, INC / Non-Variable Insurance / Investment Related / 10 hrs mth / Start date: 07/01/2019 3- 02/2024 / Unified School District 440 / Outside/W-2 Employment / Not Investment Related / 1 hr mth / Start date: 01/01/2019 4- 05/02/2024 - Ameritime LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 7/01/2019 - 50 Hours per Month/ During Trading - I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 07/2019. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-30
S63 Uniform Securities Agent State Law Examination 2019-11-15
  • S65 Uniform Investment Adviser Law Examination
    2020-06-30
  • S63 Uniform Securities Agent State Law Examination
    2019-11-15
Other Names
  • Thomas J Alstrom

View on SEC IAPD

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