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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-07 |
| TX | RA | APPROVED_RES | 2024-03-07 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
920 N. Tyler Rd. #104, Wichita, KS 67212 • United States
920 N. Tyler Rd. #104, Wichita, KS 67212 • United States
13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-09-25 |
Branch Locations
1500 E 11Th Ave Suite 10, Hutchinson, KS 67501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Hutchinson | KS | 07/2019 | 03/2024 |
| Usd 440 Halstead-Bentley | Halstead | KS | 07/2012 | 06/2019 |
| Securities America Advisors | Hutchinson | KS | 08/2020 | 03/2024 |
| Ameritime, Llc | Hutchinson | KS | 06/2020 | Present |
| Compass Financial Resources | Wichita | KS | 07/2019 | Present |
| Lpl Financial | Wichita | KS | 03/2024 | Present |
1- 02/2024 / Compass Financial Resources / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s). 2- 02/2024 / Financial Markets, INC / Non-Variable Insurance / Investment Related / 10 hrs mth / Start date: 07/01/2019 3- 02/2024 / Unified School District 440 / Outside/W-2 Employment / Not Investment Related / 1 hr mth / Start date: 01/01/2019 4- 05/02/2024 - Ameritime LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 7/01/2019 - 50 Hours per Month/ During Trading - I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 07/2019. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-15 |
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