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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-20
  • TX RA
    APPROVED
    Since 2020-11-20

Branch Locations

4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States

Rosharon, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 08/2019 Present
Goodman Financial Corporation Houston TX 01/2016 08/2019
Other Businesses

State of Texas Notary Public / State of Texas, Houston and surrounding areas Texas77027 / I am disclosing my role as a Notary Public for the State of Texas / State of Texas Notary Public / Notarize for UBS and Outside Business parties / Notary Public / 3/19/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2020-11-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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