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Kelly Anne Baumgartner

Morgan Stanley

Saginaw, MI

Frankenmuth, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-19
MI RA APPROVED 2014-11-17
  • TX RA
    APPROVED
    Since 2020-02-19
  • MI RA
    APPROVED
    Since 2014-11-17

Branch Locations

4760 Fashion Square Boulevard, Saginaw, MI 48604 • United States

325 South Main Street, Frankenmuth, MI 48734 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Saginaw MI 11/2014 Present
Morgan Stanley Private Bank, National Association New York NY 02/2015 Present
Morgan Stanley Smith Barney Llc Frankenmuth MI 06/2015 Present
  • 11/2014 → Present
    Morgan Stanley Smith Barney Llc
    Saginaw, MI
  • 02/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2015 → Present
    Morgan Stanley Smith Barney Llc
    Frankenmuth, MI
Previous Registrations
Other Businesses

1)LOWELL HIGH SCHOOL / EDUCATION / 11700 VERGENNES ST LOWELL , MI 49331 / ATHLETIC COACH / NON PROFIT / START DATE 11/07/2011 - 02/29/2012 / 4 HRS PER MONTH. *463917- Great Lakes Bay Economic Club; Investment related No; St. Charles, Michigan; Civic/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 1; Provide ideas for outside speakers, engage interest *613168 - Stevens Center or Family Business; Investment related -No; University Center, Michigan; Civic/Religious/Community; Executive Council (proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 0; After business hours: 2; Business Development/Growth *688709- Saginaw Valley Torch Club; Investment related: No; Columbus, Oklahoma; Civic/Religious/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 2; Business Development/Growth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-30
  • S66 Uniform Combined State Law Examination
    2008-04-30
Designations
Other Names
  • Kelly Schaeff
  • Kelly Anne Schaeff

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