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Shrinivas Chellappa

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2020-09-30
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2020-09-30

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 12/2019 Present
Dimension Capital Management Llc Miami FL 09/2014 11/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-29
  • S66 Uniform Combined State Law Examination
    2020-09-29

View on SEC IAPD

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