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Gabrielle Rosenfeld

Gagnon Securities, LLC

New York, NY

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Current Employers
Gagnon Securities, Llc

1370 6Th Avenue 26Th Floor, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-30
  • NY RA
    APPROVED
    Since 2021-07-30

Branch Locations

1370 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gagnon Securities New York NY 04/2019 Present
Third Bridge New York NY 08/2018 04/2019
Bucknell University Lewisburg PA 08/2015 08/2018
  • 04/2019 → Present
    Gagnon Securities
    New York, NY
  • 08/2018 → 04/2019
    Third Bridge
    New York, NY
  • 08/2015 → 08/2018
    Bucknell University
    Lewisburg, PA
Other Businesses

Entity: Gagnon Administrative Services, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Collect fees from the affiliated companies of Gagnon Securities, Duties: Partners of Gagnon Securities are equal Partners of Gagnon Administrative. As needed less than 5 hours monthly during the trading day Entity: Gagnon Securities Partners Fund/Gagnon Securities Private Partners Fund, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Invest and Reinvest the capital of the Gagnon Securities. As needed less than 5 hours monthly during the trading day

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-01-07
  • S63 Uniform Securities Agent State Law Examination
    2020-01-07

View on SEC IAPD

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