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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-22 |
| TX | RA | APPROVED | 2026-01-21 |
Branch Locations
333 Texas Street Regions Tower, Shreveport, LA 71101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Shreveport | LA | 07/2019 | 01/2026 |
| Grind Capital | Ruston | LA | 09/2018 | 05/2019 |
| Louisiana Tech Traffic Office | Ruston | LA | 06/2017 | 09/2018 |
| Louisiana Tech University | Ruston | LA | 06/2015 | 08/2019 |
| Bank Of America, N.A. | Shreveport | LA | 08/2019 | 01/2026 |
| Morgan Stanley Smith Barney Llc | Shreveport | LA | 01/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2026 | Present |
681084- WALCAT LLC; Investment related: No; Shreveport, Louisiana; Oil/Energy; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2010; During business hours: 0; After business hours: 0; Administrative"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-02 |
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