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John Maurice Arredondo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-16
  • TX RA
    APPROVED
    Since 2019-12-16

Branch Locations

800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 07/2019 Present
Unemployed Houston TX 06/2019 07/2019
University Of Houston Houston TX 08/2015 05/2019
State Farm Katy TX 01/2018 06/2018
Maury Roofing & Exteriors Katy TX 04/2017 11/2017
Bank Of America, N.A. Houston TX 08/2019 Present
  • 07/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
  • 06/2019 → 07/2019
    Unemployed
    Houston, TX
  • 08/2015 → 05/2019
    University Of Houston
    Houston, TX
  • 01/2018 → 06/2018
    State Farm
    Katy, TX
  • 04/2017 → 11/2017
    Maury Roofing & Exteriors
    Katy, TX
  • 08/2019 → Present
    Bank Of America, N.A.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-11
  • S66 Uniform Combined State Law Examination
    2019-12-11
Other Names
  • John Arredondo

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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