Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-08-12 |
Branch Locations
2933 Sunset Avenue Suite A, Rocky Mount, NC 27804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rocky Mount | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rocky Mount | NC | 11/2016 | 08/2021 |
| Stifel Nicolaus & Co Inc | Rocky Mount | NC | 08/2021 | Present |
1. Episcopal Church of the Good Shepherd; 231 N Church St, Rocky Mount, NC 27804; Religious organization; Member of the Building & Grounds Committee; Help oversee the maintenance of the physical facilities of the church; 02/01/2020; 1 Hour per Week; Not during securities trading hours; Not Investment-Related. 2. Downtown Renaissance, Inc; Rocky Mount, NC 27802; Non profit for the purpose of promoting Downtown Rocky Mount NC; Board Member; Participate and help guide the organization to achieve its goals; 11/10/22; 2 hr/mo; Not During Securities Trading Hours; Not Investment Related. 3. Westridge Village Properties, LLC ; 203 Forest Hill Ave Rocky Mount NC 27804; Real Estate; manage family's interest; Meet with other members to oversee the operation of the partnership; 1/1/2008; 4 hours per month; not during securities trading hours; Inv related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-22 |
Reach out to this advisor