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Isaac Flores Guzman

Planmember Securities Corporation

Carpinteria, CA

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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
CA RA APPROVED 2024-01-01
  • TX RA
    APPROVED
    Since 2025-01-02
  • CA RA
    APPROVED
    Since 2024-01-01

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Santa Barbara CA 02/2018 07/2019
Holiday Inn Express & Suites Carpinteria CA 07/2009 02/2018
Jpmorgan Chase Bank, N.A. Santa Barbara CA 07/2019 11/2023
Jpmorgan Securities Llc. Santa Barbara CA 07/2019 11/2023
Planmember Securities Corporation Carpinteria CA 11/2023 Present
  • 02/2018 → 07/2019
    Jp Morgan Chase Bank
    Santa Barbara, CA
  • 07/2009 → 02/2018
    Holiday Inn Express & Suites
    Carpinteria, CA
  • 07/2019 → 11/2023
    Jpmorgan Chase Bank, N.A.
    Santa Barbara, CA
  • 07/2019 → 11/2023
    Jpmorgan Securities Llc.
    Santa Barbara, CA
  • 11/2023 → Present
    Planmember Securities Corporation
    Carpinteria, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-28
S63 Uniform Securities Agent State Law Examination 2019-08-21
  • S65 Uniform Investment Adviser Law Examination
    2023-12-28
  • S63 Uniform Securities Agent State Law Examination
    2019-08-21
Other Names
  • Isaac Flores
  • Isaac Flores Guzman

View on SEC IAPD

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Other Offices

PLANMEMBER ASSET MANAGEMENT CORPORATION · CARPINTERIA, CA
PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
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