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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-02
  • FL RA
    APPROVED
    Since 2026-03-02

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

401 East Las Olas Bvd Ste.2300, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ucb, Inc Fort Lauderdale FL 06/2016 09/2018
Allofcapital Fort Lauderdale FL 09/2018 08/2019
Ubs Financial Services Fort Lauderdale FL 08/2019 02/2022
Ubs Financial Services Fort Lauderdale FL 03/2020 Present
  • 06/2016 → 09/2018
    Ucb, Inc
    Fort Lauderdale, FL
  • 09/2018 → 08/2019
    Allofcapital
    Fort Lauderdale, FL
  • 08/2019 → 02/2022
    Ubs Financial Services
    Fort Lauderdale, FL
  • 03/2020 → Present
    Ubs Financial Services
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-28
  • S66 Uniform Combined State Law Examination
    2026-02-28

View on SEC IAPD

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