Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-27
OH RA APPROVED 2024-07-23
  • TX RA
    APPROVED_RES
    Since 2025-01-27
  • OH RA
    APPROVED
    Since 2024-07-23

Branch Locations

5007 Horizons Drive Suite 200, Columbus, OH 43220-5288 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Olentangy Liberty High School Powell OH 05/2014 05/2018
University Of South Carolina Columbia SC 06/2018 06/2022
Ubs Financial Services Charlotte NC 07/2022 Present
  • 05/2014 → 05/2018
    Olentangy Liberty High School
    Powell, OH
  • 06/2018 → 06/2022
    University Of South Carolina
    Columbia, SC
  • 07/2022 → Present
    Ubs Financial Services
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-14
  • S66 Uniform Combined State Law Examination
    2022-10-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Columbus, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor