Matthew Earl Folz

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1995 → Present
  Harding, Shymanski & Company, P.S.C.
  Evansville, IN
• 07/2019 → Present
  Hk Financial Services, Inc.
  Dubuque, IA

Other Businesses

(1) I am Vice President and an Accountant with Harding, Shymanski & Company, P.S.C., a regional CPA firm. I am located at 21 SE Third Street, Suite 500, Evansville, IN 47708. I have been with the CPA firm since 12/1995. I work approximately 160 hours a month. I provide services that are typical of public accounting, including tax return preparation, consulting, and bookkeeping to a variety of different clients and businesses. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a volunteer Finance Committee Member of the Sisters of St. Benedict, a not-for-profit organization located in Ferdinand, IN. I have participated in this activity since approximately 2015. I attend periodic meetings and provide guidance to the Committee and staff. I devote approximately 2-4 hours per quarter to this activity, mostly during non-securities trading hours. I am not compensated for this activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-27