Riley Francis

Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 08/2020
  Td Ameritrade
  Omaha, NE
• 10/2018 → 06/2019
  Central Bank
  Urbandale, IA
• 06/2018 → 10/2018
  Mortgage Specialist International
  West Des Moines, IA
• 05/2018 → 07/2018
  Hy-Vee
  West Des Moines, IA
• 05/2017 → 08/2017
  City Of Hull
  Hull, IA
• 08/2014 → 05/2018
  Northwestern College
  Orange City, IA
• 07/2006 → 05/2017
  Full Time Student
  Hull, IA
• 08/2020 → 01/2023
  Fbl Financial Group
  West Des Moines, IA
• 09/2020 → 01/2023
  Fbl Marketing Services
  West Des Moines, IA
• 01/2023 → Present
  D.A. Davidson & Co.
  West Des Moines, IA

Previous Registrations

• 2023-02-24 → 2026-01-29
  D.A. Davidson & Co.
  Waukee, IA
  West Des Moines, IA
  Great Falls, MT

Other Businesses

ADM COMMUNITY SCHOOL DISTRICT; NON-INVESTMENT RELATED; ADEL, IA; NON-PROFIT; ASSISTANT VARSITY BOYS BASKETBALL COACH; START 11/1/23; 40 HR/MO, 0 DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-24
• S63 Uniform Securities Agent State Law Examination
  2019-11-15

Other Names

• Riley William Francis