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Daniel Christopher Daly

Omnicap Group LLC

El Segundo, CA

Cranford, NJ

CRD 4954727

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Employer firm

Omnicap Group LLC CRD 133387

$6.51B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (institutions)
  • MUNICIPAL ADVISORY, FINANCIAL ADVISORY AND INVESTMENT ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Omnicap Group Llc

2286 E. Maple Ave, El Segundo, CA 90245 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-04-26
MA RA APPROVED 2023-07-06
NY RA APPROVED 2023-06-07
  • NJ RA
    APPROVED
    Since 2024-04-26
  • MA RA
    APPROVED
    Since 2023-07-06
  • NY RA
    APPROVED
    Since 2023-06-07

Branch Locations

2286 E. Maple Ave, El Segundo, CA 90245 • United States

Cranford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 09/2006 05/2023
Omnicap Group Llc Cranford NJ 05/2023 Present
  • 09/2006 → 05/2023
    Citigroup Global Markets Inc.
    New York, NY
  • 05/2023 → Present
    Omnicap Group Llc
    Cranford, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-12
S63 Uniform Securities Agent State Law Examination 2006-07-06
  • S66 Uniform Combined State Law Examination
    2023-05-12
  • S63 Uniform Securities Agent State Law Examination
    2006-07-06
Other Names
  • Dan Daly

View on SEC IAPD

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