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Current Employers
Catalyst Wealth Management Llc

1880 S Dairy Ashford Road Ste 300, Houston, TX 77077 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-14
  • TX RA
    APPROVED
    Since 2024-09-14

Branch Locations

Houston, TX • United States

1880 S Dairy Ashford Road Ste 300, Houston, TX 77077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2019 06/2020
Barefoot Outfitters Huntsville TX 06/2018 07/2019
Academy Sports & Outdoors Huntsville TX 06/2016 10/2016
Sam Houston State University Huntsville TX 05/2014 05/2019
Dls Events Huntsville TX 06/2017 08/2018
Unemployed Houston TX 08/2019 10/2019
Equitable Advisors, Llc New York NY 10/2019 07/2022
Gwn Securities, Inc. Palm Beach Gardens FL 07/2022 04/2024
C E King High School Houston TX 05/2014 06/2019
Innovation Partners Llc Houston TX 05/2024 Present
Catalyst Wealth Management Llc Houston TX 05/2024 Present
  • 10/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2018 → 07/2019
    Barefoot Outfitters
    Huntsville, TX
  • 06/2016 → 10/2016
    Academy Sports & Outdoors
    Huntsville, TX
  • 05/2014 → 05/2019
    Sam Houston State University
    Huntsville, TX
  • 06/2017 → 08/2018
    Dls Events
    Huntsville, TX
  • 08/2019 → 10/2019
    Unemployed
    Houston, TX
  • 10/2019 → 07/2022
    Equitable Advisors, Llc
    New York, NY
  • 07/2022 → 04/2024
    Gwn Securities, Inc.
    Palm Beach Gardens, FL
  • 05/2014 → 06/2019
    C E King High School
    Houston, TX
  • 05/2024 → Present
    Innovation Partners Llc
    Houston, TX
  • 05/2024 → Present
    Houston, TX
Other Businesses

Ericka Jones is a registered representative. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Catalyst Wealth Management LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services any representative of Catalyst Wealth Management LLC in such individual's outside capacity. Ericka Jones is a licensed insurance agent. This activity creates a conflict of interest since there is an incentive to recommend insurance products based on commissions or other benefits received from the insurance company, rather than on the client's needs. Additionally, the offer and sale of insurance products by supervised persons of Catalyst Wealth Management LLC are not made in their capacity as a fiduciary, and products are limited to only those offered by certain insurance providers. Catalyst Wealth Management LLC addresses this conflict of interest by requiring its supervised persons to act in the best interest of the client at all times, including when acting as an insurance agent. Catalyst Wealth Management LLC periodically reviews recommendations by its supervised persons to assess whether they are based on an objective evaluation of each client's risk profile and investment objectives rather than on the receipt of any commissions or other benefits. Catalyst Wealth Management LLC will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be tying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctive tied product or service). No client is ever under any obligation to purchase any insurance product. Insurance products recommended by Catalyst Wealth Management LLC's supervised persons may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended through other unaffiliated insurance agencies. Ericka Jones is a licensed insurance agent. Catalyst Financial Group LLC, Is Investment Related, DBA, Financial Professional, 07/28/2022,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-13
S63 Uniform Securities Agent State Law Examination 2020-09-05
  • S65 Uniform Investment Adviser Law Examination
    2024-09-13
  • S63 Uniform Securities Agent State Law Examination
    2020-09-05
Other Names
  • Ericka Michelle Jones

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