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Inactive

Austin Carey

Oxford Financial Group, Ltd

Carmel, IN

Chicago, IL

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Current Employers
Oxford Financial Group, Ltd

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-01
  • IL RA
    APPROVED
    Since 2024-08-01

Branch Locations

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

980 North Michigan Avenue Suite 1500, Chicago, IL 60611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 07/2019 09/2020
Texas Christian University Fort Worth TX 08/2015 05/2019
J.P. Morgan Securities Llc Chicago IL 10/2020 07/2024
Cadence Bank Fort Worth TX 05/2018 08/2018
Unemployed Grapevine TX 06/2019 06/2019
Jpmorgan Chase Bank, N.A. Chicago IL 10/2020 07/2024
Oxford Financial Group, Ltd Carmel IN 07/2024 Present
  • 07/2019 → 09/2020
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 08/2015 → 05/2019
    Texas Christian University
    Fort Worth, TX
  • 10/2020 → 07/2024
    J.P. Morgan Securities Llc
    Chicago, IL
  • 05/2018 → 08/2018
    Cadence Bank
    Fort Worth, TX
  • 06/2019 → 06/2019
    Unemployed
    Grapevine, TX
  • 10/2020 → 07/2024
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 07/2024 → Present
    Oxford Financial Group, Ltd
    Carmel, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-28
S63 Uniform Securities Agent State Law Examination 2019-10-04
  • S65 Uniform Investment Adviser Law Examination
    2022-06-28
  • S63 Uniform Securities Agent State Law Examination
    2019-10-04
Designations
Other Names
  • Austin Scott Carey
  • Austin Carey
  • Austin Scott Carey

View on SEC IAPD

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Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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