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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/2019 | Present |
| One Real Estate Chicago | Naperville | IL | 09/2018 | Present |
| Thakkar Financial Services | Naperville | IL | 07/2019 | Present |
| Vijay Thakkar & Associates | Naperville | IL | 05/2016 | 06/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2023 | Present |
1) ONE REAL ESTATE CHICAGO, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, REAL ESTATE LEASING, SALES, LICENSED TO SELL IN ILLINOIS, VARIOUS HOURS PER WEEK, SINCE 09/2018. 2) THAKKAR FINANCIAL SERVICES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, NON-REGISTERED ASSOCIATE, HANDLE CLIENT CORRESPONDENCE, 35H/WEEK, SINCE 07/2019. 3) Vijay Thakkar & Associates since 2016, Accounting related, Address Same, Non registered associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-11 |
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