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Sebastian Edward Ruder-Sanchez

Neuberger Berman Bd LLC

New York, NY

New York, NY

CRD 7151232

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-28
  • NY RA
    APPROVED
    Since 2021-06-28

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank New York NY 07/2019 Present
Jp Morgan Securities Llc New York NY 07/2019 Present
Ruffalo Noel Levitz Chicago IL 01/2016 10/2016
Jp Morgan Chase New York NY 06/2018 08/2018
Rcp Advisors Chicago IL 06/2017 09/2017
The University Of Chicago Chicago IL 09/2015 06/2019
Ruffalo Noel Levitz Chicago IL 01/2019 03/2019
Ruffalo Noel Levitz Chicago IL 11/2016 07/2017
  • 07/2019 → Present
    Jp Morgan Chase Bank
    New York, NY
  • 07/2019 → Present
    Jp Morgan Securities Llc
    New York, NY
  • 01/2016 → 10/2016
    Ruffalo Noel Levitz
    Chicago, IL
  • 06/2018 → 08/2018
    Jp Morgan Chase
    New York, NY
  • 06/2017 → 09/2017
    Rcp Advisors
    Chicago, IL
  • 09/2015 → 06/2019
    The University Of Chicago
    Chicago, IL
  • 01/2019 → 03/2019
    Ruffalo Noel Levitz
    Chicago, IL
  • 11/2016 → 07/2017
    Ruffalo Noel Levitz
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-25
S63 Uniform Securities Agent State Law Examination 2019-08-09
  • S65 Uniform Investment Adviser Law Examination
    2021-06-25
  • S63 Uniform Securities Agent State Law Examination
    2019-08-09

View on SEC IAPD

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