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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-07-09 |
| CA | RA | APPROVED | 2026-02-10 |
| WA | RA | APPROVED | 2023-03-07 |
| OK | RA | APPROVED | 2022-11-09 |
| NV | RA | APPROVED | 2022-10-21 |
| GA | RA | APPROVED | 2021-06-30 |
| NC | RA | APPROVED | 2019-05-30 |
| PA | RA | APPROVED | 2019-05-30 |
| FL | RA | APPROVED | 2017-07-18 |
| SC | RA | APPROVED | 2014-04-21 |
| OH | RA | APPROVED | 2004-07-14 |
Branch Locations
5001 Horizons Drive Suite 205, Columbus, OH 43220 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Dublin | OH | 01/2004 | 11/2019 |
| Park Avenue Securities Llc | Dublin | OH | 11/2003 | 11/2019 |
| Guardian Life Insurance Company | Columbus | OH | 11/2019 | Present |
| Park Avenue Securities | Columbus | OH | 11/2019 | Present |
1. KLAUS FINANCIAL SERVICES The activity is record keeping my business expenses and business income for income tax purposes Start: 10/01/2003 Address: 5115 Parkcenter Avenue Suite 210; Dublin, Ohio 43220 10 bus hrs per month Not investment related 2. Non-Guardian Insurance Products Start: 04/15/2001 Address: 5115 Parkcenter Avenue Suite 210; Dublin, Ohio 43220 10 bus hrs per month Investment related 3. Sentz Financial Services, LLC Marketing company name for all insurance and investment products and services that I provide. Start: 01/01/2005 Address: 5115 Parkcenter Avenue Suite 210 Dublin, Ohio 43017 Hrs per month - tot/bus: 25/10 Investment related 4. Arlington Capital Group, LLC New DBA - Owner Start: 07/16/2019 Address: 5001 Horizons Drive Suite 205; Upper Arlington Ohio 43220 200 bus hrs per month Investment related >10% annual compensation 5. Mally Realty, LLC Holds my office suite Start: 04/15/2019 Address: 5001 Horizons Drive Suite 205; Columbus, Ohio 43220 0 hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-09-03 |
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