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Matthew Anthony Turcotte

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Des Moines, IA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
IA RA APPROVED 2020-02-10
  • TX RA
    APPROVED
    Since 2021-10-06
  • IA RA
    APPROVED
    Since 2020-02-10

Branch Locations

7545 Ashworth Rd, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dan Deery Toyota Cedar Falls IA 06/2016 06/2019
Firstheartland Financial Group Clive IA 04/2019 01/2020
Lincoln Financial Securities, Inc. Clive IA 09/2019 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Des Moines IA 01/2020 Present
University Of Northern Iowa Cedar Falls IA 08/2016 05/2019
American Eagle Outfitters Cedar Falls IA 11/2016 11/2017
Bank Of America, N.A. West Des Moines IA 02/2020 Present
  • 06/2016 → 06/2019
    Dan Deery Toyota
    Cedar Falls, IA
  • 04/2019 → 01/2020
    Firstheartland Financial Group
    Clive, IA
  • 09/2019 → 01/2020
    Lincoln Financial Securities, Inc.
    Clive, IA
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    West Des Moines, IA
  • 08/2016 → 05/2019
    University Of Northern Iowa
    Cedar Falls, IA
  • 11/2016 → 11/2017
    American Eagle Outfitters
    Cedar Falls, IA
  • 02/2020 → Present
    Bank Of America, N.A.
    West Des Moines, IA
Previous Registrations
  • 2019-10-28 → 2020-01-17
    Osaic Fs, Inc.
    Clive, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-14
  • S66 Uniform Combined State Law Examination
    2019-10-14
Other Names
  • Matthew Turcotte

View on SEC IAPD

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CONOR J BOFFELI
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ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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