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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-11
NY RA APPROVED 2025-07-06
  • TX RA
    APPROVED
    Since 2025-07-11
  • NY RA
    APPROVED
    Since 2025-07-06

Branch Locations

225 Liberty St, New York, NY 10281 • United States

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2025 Present
Unemployed Glen Rock NJ 10/2024 04/2025
Verticomm Inc. Denver CO 11/2023 10/2024
Adp Inc. Parsippany NJ 07/2022 10/2023
Unemployed Glen Rock NJ 01/2022 07/2022
Excel Physical Therapy Glen Rock NJ 09/2021 01/2022
Merrill Lynch New York NY 07/2019 08/2019
Loyola University Maryland Baltimore MD 09/2017 08/2021
Unemployed Glen Rock NJ 05/2017 09/2017
Forman School Litchfield CT 05/2015 05/2017
Bank Of America, N.A. New York NY 06/2025 Present
  • 04/2025 → Present
    New York, NY
  • 10/2024 → 04/2025
    Unemployed
    Glen Rock, NJ
  • 11/2023 → 10/2024
    Verticomm Inc.
    Denver, CO
  • 07/2022 → 10/2023
    Adp Inc.
    Parsippany, NJ
  • 01/2022 → 07/2022
    Unemployed
    Glen Rock, NJ
  • 09/2021 → 01/2022
    Excel Physical Therapy
    Glen Rock, NJ
  • 07/2019 → 08/2019
    Merrill Lynch
    New York, NY
  • 09/2017 → 08/2021
    Loyola University Maryland
    Baltimore, MD
  • 05/2017 → 09/2017
    Unemployed
    Glen Rock, NJ
  • 05/2015 → 05/2017
    Forman School
    Litchfield, CT
  • 06/2025 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-03
  • S66 Uniform Combined State Law Examination
    2025-07-03
Other Names
  • Gavin Gunther
  • Gavin L Gunther

View on SEC IAPD

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