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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-12 |
| TX | RA | APPROVED | 2022-08-12 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 07/2019 | 03/2020 |
| Jpmorgan Securities, Llc. | Los Angeles | CA | 07/2019 | 03/2020 |
| Loyola Marymount University | Los Angeles | CA | 08/2015 | 05/2019 |
| Lululemon | El Segundo | CA | 10/2017 | 01/2018 |
| Coldstone Creamery | Roseville | CA | 06/2017 | 08/2017 |
| Loyola Marymount University | Los Angeles | CA | 09/2016 | 05/2018 |
| J.P. Morgan Private Bank | Los Angeles | CA | 05/2018 | 08/2018 |
| J.P. Morgan Institutional Investments Inc. | New York | NY | 03/2020 | 07/2022 |
| J.P. Morgan Investment Management Inc. | New York | NY | 03/2020 | 07/2022 |
| Jpmorgan Chase Bank, Na | New York | NY | 07/2022 | Present |
| Jpmorgan Securities Llc | New York | NY | 07/2022 | Present |
| Loyola Marymount University | Los Angeles | CA | 09/2017 | 10/2020 |
| Unemployed | Rocklin | CA | 06/2019 | 06/2019 |
Entity Name: Zach Van Scott Investment related: No Address: No website. Private Residence Nature of the other business: Clothing Position/Title/Relationship: Owner/Partner Start Date: 06/02/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No connection to JPMorganChase. Nature of the company is men's dress shirts
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-14 |
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