Fabian Ochsner

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2021-04-23

NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2021-04-23

Branch Locations

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	07/2019	Present
Ubs Asesores Mexico S.A. De C.V.	Mexico City		09/2016	06/2019

07/2019 → Present

Ubs Financial Services Inc

New York, NY
09/2016 → 06/2019

Ubs Asesores Mexico S.A. De C.V.

Mexico City

Other Businesses

Sole proprietorship; not an entity; apartment owned in my name in Einsiedeln, Switzerland with rental income of approx. 2'200 USD a month ; Proprietor / owner; renting the apartment and getting rental income. Start date: 12/31/2017

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-23

S66 Uniform Combined State Law Examination

2021-04-23

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

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