Alison Quinn Geary

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-02-17
NY	RA	APPROVED	2021-04-27
CT	RA	APPROVED	2020-11-06
TX	RA	APPROVED	2020-11-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2019	11/2020
University Of South Carolina	Columbia	SC	08/2015	05/2017
Bedens Brook Country Club	Skillman	NJ	05/2017	08/2017
University Of South Carolina	Columbia	SC	09/2017	05/2018
Cresscap Investment Research	Summit	NJ	06/2018	08/2018
Prisma Health Foundation	Columbia	SC	09/2018	12/2018
University Of South Carolina	Columbia	SC	01/2019	05/2019
Unemployed	Belle Mead	NJ	06/2019	06/2019
Morgan Stanley Smith Barney Llc	New York	NY	11/2020	Present

07/2019 → 11/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
08/2015 → 05/2017

University Of South Carolina

Columbia, SC
05/2017 → 08/2017

Bedens Brook Country Club

Skillman, NJ
09/2017 → 05/2018

University Of South Carolina

Columbia, SC
06/2018 → 08/2018

Cresscap Investment Research

Summit, NJ
09/2018 → 12/2018

Prisma Health Foundation

Columbia, SC
01/2019 → 05/2019

University Of South Carolina

Columbia, SC
06/2019 → 06/2019

Unemployed

Belle Mead, NJ
11/2020 → Present

Morgan Stanley Smith Barney Llc

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-03-05

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