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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Williamsville | NY | 06/2019 | 11/2024 |
| Arbor Commerical Mortgages | Depew | NY | 06/2015 | 05/2019 |
| Prudential Insurance Company Of America | Williamsville | NY | 09/2019 | Present |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | Present |
1) 10/02/2024- Spring Collaborative Group, LLC- Non-Variable Insurance Commission Trails- Sell group life and health insurance- INV Related- Williamsville, NY- Start Date 07/08/2024- 0hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-13 |
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