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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-01
  • FL RA
    APPROVED
    Since 2024-07-01

Branch Locations

7284 W Palmetto Park Rd Ste 106, Boca Raton, FL 33433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oneamerica Securities Plantation FL 11/2020 06/2024
American United Life Plantation FL 06/2020 06/2024
University Of Central Florida Orlando FL 06/2016 05/2020
Vertical Bridge Boca Raton FL 06/2018 08/2018
Cetera Investment Advisers Llc Schaumburg IL 06/2024 Present
Cetera Wealth Services, Llc El Segundo CA 06/2024 Present
Evershore Financial Group Boca Raton FL 07/2024 Present
  • 11/2020 → 06/2024
    Oneamerica Securities
    Plantation, FL
  • 06/2020 → 06/2024
    American United Life
    Plantation, FL
  • 06/2016 → 05/2020
    University Of Central Florida
    Orlando, FL
  • 06/2018 → 08/2018
    Vertical Bridge
    Boca Raton, FL
  • 06/2024 → Present
    Schaumburg, IL
  • 06/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2024 → Present
    Evershore Financial Group
    Boca Raton, FL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: INSURANCE, SECURITIES, AND ADVISORY SERVICES; 3. NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-17
S65 Uniform Investment Adviser Law Examination 2021-03-26
  • S63 Uniform Securities Agent State Law Examination
    2024-04-17
  • S65 Uniform Investment Adviser Law Examination
    2021-03-26
Designations
Other Names
  • Koren Marinberg

View on SEC IAPD

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