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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-12 |
Branch Locations
251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P.MOrgan Securities Llc | Alhambra | CA | 06/2019 | 02/2021 |
| Jpmorgan Chase Bank, N.A. | Alhambra | CA | 06/2019 | 02/2021 |
| Crate And Barrel | Pasadena | CA | 03/2019 | 05/2019 |
| Lits Productions Inc | Alhambra | CA | 01/2018 | 02/2019 |
| Tiffany & Co. | Pasadena | CA | 11/2018 | 12/2018 |
| Restoration Hardware | Pasadena | CA | 01/2018 | 05/2018 |
| Unemployment | Burbank | CA | 06/2017 | 12/2017 |
| Woodbury University | Burbank | CA | 01/2014 | 05/2017 |
| Bank Of America N A | Los Angeles | CA | 07/2018 | 08/2018 |
| Ubs Financial Services Inc. | Los Angeles | CA | 01/2023 | 05/2023 |
| Unemployment | Alhambra | CA | 02/2021 | 12/2022 |
| Unemployment | Alhambra | CA | 05/2023 | 08/2023 |
| Ubs Financial Services Inc. | Pasadena | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-13 |
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