Scott Stern

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → 09/2019
  Cvs
  Ambler, PA
• 01/2017 → 12/2018
  Jefferson Universitgy
  Philadelphia, PA
• 06/2019 → 04/2022
  New York Life Insurance Company
  Horsham, PA
• 12/2019 → 04/2022
  Nylife Securities, Llc
  Horsham, PA
• 04/2022 → Present
  Delaware Valley Advisors
  Plymouth Meeting, PA
• 04/2022 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 04/2022 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Plymouth Meeting, PA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-07-25 → 2023-08-10
  Securian Financial Services, Inc.
  Plymouth Meeting, PA
  St. Paul, MN

Other Businesses

1) DVA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2022 ADDRESS: 1800 Byberry Rd, Suite 1404, Huntingdon Valley PA 19006, United States DESCRIPTION: Fixed Insurance sales 2) NAME OF OTHER BUSINESS: WEALTHBRIDGE FINANCIAL , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-07-14
• S63 Uniform Securities Agent State Law Examination
  2021-02-12

Other Names

• Scott J Stern
• Scott Jeffrey Stern