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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-05-21 |
| PA | RA | APPROVED | 2026-01-16 |
| OK | RA | APPROVED | 2025-10-28 |
| SD | RA | APPROVED | 2025-02-11 |
| KS | RA | APPROVED | 2023-09-11 |
| AL | RA | APPROVED | 2023-03-21 |
| OR | RA | APPROVED | 2023-03-13 |
| FL | RA | APPROVED | 2023-01-10 |
| WA | RA | APPROVED | 2021-05-19 |
| CA | RA | APPROVED | 2021-01-21 |
| MN | RA | APPROVED | 2020-10-20 |
| HI | RA | APPROVED | 2020-09-22 |
Branch Locations
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Honolulu | HI | 08/2019 | Present |
| Halekulani Hotel | Honolulu | HI | 10/2013 | 06/2019 |
| Park Avenue Securities | Honolulu | HI | 03/2020 | Present |
1) Insurance other than Guardian, Start date: 09/25/2025, Address: 500 Ala Moana Blvd. Building 3 Suite 400 Honolulu Hawaii 96813, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-18 |
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