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Current Employers
Northwest Financial Advisors Llc

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-08-08
  • VA RA
    APPROVED
    Since 2025-08-08

Branch Locations

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Columbia MD 06/2019 03/2020
Unemployed Alexandria VA 05/2019 06/2019
Lendsure Mortgage Corp San Diego CA 12/2017 04/2019
Unemployed Los Angeles CA 11/2017 11/2017
Godness Temple Dba Shechat Media New York NY 08/2017 10/2017
The China Press Dba Rythm Media Group Llc Los Angeles CA 12/2016 07/2017
Unemployed Los Angeles CA 11/2016 11/2016
Wholeren Education Los Angeles CA 08/2016 10/2016
Leshi Internet Information And Technology San Francisco CA 08/2016 09/2016
Td Ameritrade Alexandria VA 03/2020 12/2022
Charles Schwab And Co., Inc. Alexandria VA 12/2022 05/2023
Wells Fargo Clearing Services, Llc Falls Church VA 05/2024 08/2025
Wells Fargo Bank, Na Falls Church VA 05/2024 08/2025
Georgia Institute Of Technology Atlanta GA 06/2023 05/2024
Lpl Financial Llc Herdon VA 08/2025 Present
Northwest Federal Credit Union Herndon VA 08/2025 Present
  • 06/2019 → 03/2020
    Td Ameritrade
    Columbia, MD
  • 05/2019 → 06/2019
    Unemployed
    Alexandria, VA
  • 12/2017 → 04/2019
    Lendsure Mortgage Corp
    San Diego, CA
  • 11/2017 → 11/2017
    Unemployed
    Los Angeles, CA
  • 08/2017 → 10/2017
    Godness Temple Dba Shechat Media
    New York, NY
  • 12/2016 → 07/2017
    The China Press Dba Rythm Media Group Llc
    Los Angeles, CA
  • 11/2016 → 11/2016
    Unemployed
    Los Angeles, CA
  • 08/2016 → 10/2016
    Wholeren Education
    Los Angeles, CA
  • 08/2016 → 09/2016
    Leshi Internet Information And Technology
    San Francisco, CA
  • 03/2020 → 12/2022
    Td Ameritrade
    Alexandria, VA
  • 12/2022 → 05/2023
    Charles Schwab And Co., Inc.
    Alexandria, VA
  • 05/2024 → 08/2025
    Falls Church, VA
  • 05/2024 → 08/2025
    Wells Fargo Bank, Na
    Falls Church, VA
  • 06/2023 → 05/2024
    Georgia Institute Of Technology
    Atlanta, GA
  • 08/2025 → Present
    Lpl Financial Llc
    Herdon, VA
  • 08/2025 → Present
    Northwest Federal Credit Union
    Herndon, VA
Previous Registrations
  • 2024-06-03 → 2025-08-07
    Mclean, VA
    Falls Church, VA
  • 2022-01-30 → 2023-05-27
    Alexandria, VA
  • 2019-09-16 → 2023-05-27
    Td Ameritrade Investment Management, Llc
    Columbia, MD
    Alexandria, VA
    Alexandria, VA
  • 2019-09-16 → 2022-10-14
    Td Ameritrade, Inc.
    Columbia, MD
    Alexandria, VA
Other Businesses

1. 08/06/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Northwest Financial Advisors- Inv Rel- At Reported Business Location (s). 2. 08/06/2025- NORTHWEST FEDERAL CREDIT UNION- Notary -Inv Rel- At Reported Business Location(s) - Start Date 07/01/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 3. 08/15/2025 - Northwest Financial Advisors - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location (s) - Start Date:08/04/2025 - 80 Hrs/Mth - 80 Hrs During Trading - I provide investment advisory services through Northwest Financial Advisors, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/25/2025 - NW Insurance Agency - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 08/15/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 5. 12/01/2025 - Northwest Financial Group, LLC - Referring Broker Dealer - Investment Related - At Reported Business Location(s) - Start Date 08/28/2025 - 120 hours per month/ 50 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13
Designations
Other Names
  • Dorothy Qin

View on SEC IAPD

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