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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-21
TX RA APPROVED 2020-09-18
  • FL RA
    APPROVED
    Since 2020-09-21
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 06/2019 09/2020
American National Bank Oakland Park FL 02/2015 06/2019
Bank Of America, N.A. Fort Lauderdale FL 08/2019 09/2020
Morgan Stanley Smith Barney Llc Fort Lauderdale FL 09/2020 Present
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 06/2019 → 09/2020
    Fort Lauderdale, FL
  • 02/2015 → 06/2019
    American National Bank
    Oakland Park, FL
  • 08/2019 → 09/2020
    Bank Of America, N.A.
    Fort Lauderdale, FL
  • 09/2020 → Present
    Morgan Stanley Smith Barney Llc
    Fort Lauderdale, FL
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-25
  • S66 Uniform Combined State Law Examination
    2019-10-25

View on SEC IAPD

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