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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-04-21 |
Branch Locations
2505 S 320Th St, Federal Way, WA 98003 • United States
20 M St Ne Ste B, Auburn, WA 98002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Auburn | WA | 11/2018 | 07/2019 |
| Swedish Health System | Seattle | WA | 10/1999 | 11/2018 |
| Thrivent Investment Management Inc | Auburn | WA | 07/2019 | Present |
| Thrivent Financial | Appleton | WI | 08/2019 | 12/2019 |
| Thrivent Financial | Appleton | WI | 12/2019 | Present |
SOUTH KING COUNTY SOCCER REFEREE ASSOCIATION POSITION: Referee/Mentor NATURE: Soccer referee organization. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1993 ADDRESS: PO Box 2291, Renton WA 98056, United States DESCRIPTION: Sports official for youth and high school soccer games and also mentoring of new officials. TACOMA BASKETBALL BOARD POSITION: Referee NATURE: High school basketball referee association. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 8013 Mullen St SW, Lakewood WA 98409, United States DESCRIPTION: Serve as a Middle school and High school basketball referee in the Tacoma Pierce County area.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-30 |
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