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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-28 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
3924 West Caldwell Ave, Suite B, Visalia, CA 93277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Fresno | CA | 07/2019 | 02/2022 |
| Nylife Securities Llc | Fresno | CA | 10/2019 | 02/2022 |
| Redwood Veterinary Hospital | Visalia | CA | 06/2010 | 03/2020 |
| University Of Alabama Birmingham | Birmingham | AL | 05/2017 | 12/2020 |
| Planmember Securities Corporation | Carpinteria | CA | 02/2022 | 09/2022 |
| West Coast Educators Financial, Inc. | Visalia | CA | 02/2022 | 09/2022 |
| Redwood Veterinary Hospital Llc | Visalia | CA | 10/2021 | 03/2025 |
| Ironrose Financial And Insurance Services | Visalia | CA | 03/2022 | Present |
| West Coast Educators Financial, Inc. | Visalia | CA | 09/2022 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 09/2022 | Present |
1) West Coast Educators Financial, Inc.-3924 W. Caldwell Ave., Ste. B, Visalia, CA 93277; Investment related; Financial, securities & insurance sales & services; Representative; Start date 9/2022; 120 hrs//mnth & during trading. 2) Networking for Women-1710 W. Walnut Ave., Visalia, CA 93277; Non-investment related; Networking services for women; Board Member; Start date 1/2022; 2 hrs/mnth & during trading. 3)Ashley Gibson DBA IronRose Financial and Insurance Services; 1901 E Vassar Dr Visalia CA 93292; start date 3/0/2022; Owner/agent; Insurance sales and services; 10 hrs/mo; 10 hrs/mo during trading; NIR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-30 |
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