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Mary Kate E Simon

Morgan Stanley

Deerfield, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-17
IL RA APPROVED 2025-01-10
  • TX RA
    APPROVED
    Since 2025-01-17
  • IL RA
    APPROVED
    Since 2025-01-10

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sg Americas Securities, Llc New York NY 03/2021 09/2024
Walker & Dunlop Hartford WI 06/2018 08/2018
Morgan Stanley Chicago IL 06/2019 08/2019
Sg Americas Securities, Llc Chicago IL 06/2020 08/2020
Marquette University Milwaukee WI 08/2016 01/2021
Morgan Stanley Deerfield IL 11/2024 Present
  • 03/2021 → 09/2024
    Sg Americas Securities, Llc
    New York, NY
  • 06/2018 → 08/2018
    Walker & Dunlop
    Hartford, WI
  • 06/2019 → 08/2019
    Morgan Stanley
    Chicago, IL
  • 06/2020 → 08/2020
    Sg Americas Securities, Llc
    Chicago, IL
  • 08/2016 → 01/2021
    Marquette University
    Milwaukee, WI
  • 11/2024 → Present
    Morgan Stanley
    Deerfield, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-10
S63 Uniform Securities Agent State Law Examination 2021-08-20
  • S65 Uniform Investment Adviser Law Examination
    2025-01-10
  • S63 Uniform Securities Agent State Law Examination
    2021-08-20
Other Names
  • Mary Kate Elizabeth Simon

View on SEC IAPD

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Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL
PARKSIDE INVESTMENTS, LLC · DEERFIELD, IL

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