Mary Kate E Simon

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 09/2024
  Sg Americas Securities, Llc
  New York, NY
• 06/2018 → 08/2018
  Walker & Dunlop
  Hartford, WI
• 06/2019 → 08/2019
  Morgan Stanley
  Chicago, IL
• 06/2020 → 08/2020
  Sg Americas Securities, Llc
  Chicago, IL
• 08/2016 → 01/2021
  Marquette University
  Milwaukee, WI
• 11/2024 → Present
  Morgan Stanley
  Deerfield, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-01-10
• S63 Uniform Securities Agent State Law Examination
  2021-08-20

Other Names

• Mary Kate Elizabeth Simon