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Diego Garcia

J.P. Morgan Securities LLC

New York, NY

CRD 7146231

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-23
TX RA APPROVED 2025-06-23
  • NY RA
    APPROVED
    Since 2025-06-23
  • TX RA
    APPROVED
    Since 2025-06-23

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 07/2019 Present
Jp Morgan Chase Bank New York NY 07/2019 Present
Jpmorgan Chase New York NY 05/2018 08/2018
Cafe Georgetown Washington Dc DC 01/2019 03/2019
Georgetown University Washington Dc DC 09/2015 05/2019
Livingstone Partners Madrid 06/2017 07/2017
Unemployed Madrid 06/2019 06/2019
  • 07/2019 → Present
    Jp Morgan Securities Llc
    New York, NY
  • 07/2019 → Present
    Jp Morgan Chase Bank
    New York, NY
  • 05/2018 → 08/2018
    Jpmorgan Chase
    New York, NY
  • 01/2019 → 03/2019
    Cafe Georgetown
    Washington Dc, DC
  • 09/2015 → 05/2019
    Georgetown University
    Washington Dc, DC
  • 06/2017 → 07/2017
    Livingstone Partners
    Madrid
  • 06/2019 → 06/2019
    Unemployed
    Madrid
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-23
S63 Uniform Securities Agent State Law Examination 2019-09-20
  • S65 Uniform Investment Adviser Law Examination
    2025-06-23
  • S63 Uniform Securities Agent State Law Examination
    2019-09-20

View on SEC IAPD

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