Best Investors Account Sign in

Marcel Venere

Ubs Financial Services Inc.

New York, NY

CRD 7145954

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-19
NY RA APPROVED 2023-04-06
NJ RA APPROVED 2019-10-28
  • FL RA
    APPROVED
    Since 2023-05-19
  • NY RA
    APPROVED
    Since 2023-04-06
  • NJ RA
    APPROVED
    Since 2019-10-28

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Castle Wealth Management West Palm Beach FL 02/2017 08/2017
Castle Wealth Management West Palm Beach FL 05/2018 08/2018
University Of Florida Gainesville FL 08/2017 07/2019
Palm Beach State College Lake Worth FL 08/2015 01/2017
Ubs Financial Services Inc Weehawken NJ 07/2019 Present
  • 02/2017 → 08/2017
    Castle Wealth Management
    West Palm Beach, FL
  • 05/2018 → 08/2018
    Castle Wealth Management
    West Palm Beach, FL
  • 08/2017 → 07/2019
    University Of Florida
    Gainesville, FL
  • 08/2015 → 01/2017
    Palm Beach State College
    Lake Worth, FL
  • 07/2019 → Present
    Ubs Financial Services Inc
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-25
  • S66 Uniform Combined State Law Examination
    2019-10-25

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor